Self-regulatory organizations - PDFSEARCH.IO - Document Search Engine

Self-regulatory organizations
Results: 6954

#	Item
571	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]March 13, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Approving a Proposed Rule Change to Ame Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-13 17:58:54 Finance Financial markets Exchange-traded fund Funds International Securities Exchange NYSE Euronext NASDAQ NYSE Arca New York Stock Exchange Financial economics Investment Economy of the United States
572	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]March 4, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 10:18:11 Securities Exchange Act Direct Edge U.S. Securities and Exchange Commission Economy of the United States Financial regulation Financial economics United States securities law United States Securities and Exchange Commission 73rd United States Congress
573	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]March 6, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 12:54:14 Securities Exchange Act U.S. Securities and Exchange Commission Federal Rules of Civil Procedure Financial regulation Government United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
574	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]March 4, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 10:15:07 Stock market Exchange-traded fund Funds Nuveen Investments Security Stock market index Futures contract NYSE Arca Asset-backed security Financial economics Investment Finance
575	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PHLX[removed]March 4, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 10:11:33 Finance Securities Exchange Act NASDAQ Short Order Market maker Financial markets Financial economics Investment
576	Options Trading Rules CHAPTER 1 Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2009-12-03 02:12:12 Stock market Finance Occupations Options broker Market maker Self-regulatory organizations Options Price Reporting Authority Financial economics Financial markets Investment
577	SROs Launch Study to Analyze Implementation Cost of the Consolidated Audit Trail Industry Feedback Sought to Help Determine Data Collection Costs Deadline for Submission is August 6, 2014 JUNE 23, 2014 – The national s Add to Reading List Source URL: www.miaxoptions.com Language: English - Date: 2014-06-23 16:49:22 Financial economics Business Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Chicago Stock Exchange NASDAQ International Securities Exchange Stock market Self-regulatory organizations Economy of the United States Financial markets
578	SROs Select Short List Bids for the Consolidated Audit Trail JULY 1, 2014 – The national securities exchanges and FINRA (collectively, the self-regulatory organizations, or SROs) have selected six bids from the list of Add to Reading List Source URL: www.miaxoptions.com Language: English - Date: 2014-07-02 09:10:07 U.S. Securities and Exchange Commission Financial Industry Regulatory Authority NASDAQ International Securities Exchange Chicago Stock Exchange Chicago Board Options Exchange OMX NYSE Arca Direct Edge Economy of the United States Self-regulatory organizations NYSE Euronext
579	Self-Regulatory Organizations Response to SEC for Strengthening Critical Market Infrastructure --Collaborative effort to protect the integrity of US trading markets and enhance investor confidence---Focus on the safeguar Add to Reading List Source URL: www.miaxoptions.com Language: English - Date: 2013-11-12 11:11:51 Finance Financial regulation Securities United States securities law Corporate crime U.S. Securities and Exchange Commission Depository Trust & Clearing Corporation International Securities Exchange Financial Industry Regulatory Authority Self-regulatory organizations Financial system Financial economics
580	FOR IMMEDIATE RELEASE THE MIAX OPTIONS EXCHANGE JOINS THE OPTIONS INDUSTRY COUNCIL CHICAGO (February 11, 2013) – The MIAX Options Exchange (MIAX) has become a member of The Options Industry Council (OIC). MIAX joins O Add to Reading List Source URL: www.miaxoptions.com Language: English - Date: 2015-03-04 17:07:51 Investment International Securities Exchange Chicago Board Options Exchange NASDAQ NYSE Arca Philadelphia Stock Exchange Futures contract Pacific Exchange Option Financial economics Economy of the United States Self-regulatory organizations

UPDATE